GENESIS — Investment Operations

NAV Calculation
Automation Platform

GENESIS automates the complete NAV calculation lifecycle — from market data ingestion and portfolio valuation to expense accrual, equalization, and final NAV publication — with exception-first controls that ensure accuracy under regulatory timelines.

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99.99%

NAV computation accuracy

T+1

NAV publication support

100%

SEBI/AMFI compliance

75%

Reduction in manual steps

The Problem

Why Existing Approaches Fall Short

Manual processes, fragmented tools, and legacy systems create compounding inefficiencies that limit speed, accuracy, and risk visibility.

NAV Errors Have Severe Regulatory and Reputational Consequences

A single NAV error — whether from incorrect pricing, missed corporate action, or expense miscalculation — triggers regulatory scrutiny, investor compensation obligations, and reputational damage.

T+1 Timelines Demand Automation

SEBI's T+1 NAV requirements for mutual funds are incompatible with spreadsheet-dependent processes that typically require T+2 or T+3 to complete with adequate checks.

Multiple Scheme Complexity Strains Manual Processes

Managing NAV computation for 20, 50, or 100+ fund schemes simultaneously — with different asset mixes, expense structures, and investor registers — requires systematic automation.

Exception Management is Reactive

Manual NAV processes discover pricing errors, missing trades, and data gaps late in the cycle — after they have already affected preliminary calculations, triggering recomputation cycles.

Manual NAV Process Risks

Spreadsheet-based NAV formula chains with manual inputs

End-of-day time pressure creates accuracy shortcuts

Multiple manual data feeds require individual verification

Corporate actions missed or incorrectly processed

Expense ratio miscalculations compounding over time

Limited audit trail for individual NAV components

How It Works

GENESIS NAV Calculation Engine

A systematic, automated, and exception-managed NAV computation platform designed for accuracy under tight regulatory timelines.

Step 01

Market Data Ingestion

Automated market data feeds — BSE, NSE, AMFI, SEBI CCRP, third-party data vendors — with data quality validation and missing price detection.

Step 02

Corporate Action Processing

Automated corporate action entitlement computation — dividends, bonuses, splits, rights, buybacks — with ex-date tracking and impact validation.

Step 03

Portfolio Valuation

EOD portfolio valuation using pricing hierarchy — exchange prices, mid-market rates, evaluated prices, and fallback valuation methods for illiquid instruments.

Step 04

Accrual & Expense Processing

Daily accrual computation for management fees, trustee fees, custodian charges, and other fund expenses — with expense ratio validation and AMFI guideline compliance.

Step 05

NAV Computation & Validation

Automated NAV computation per scheme, per plan, per option — with multiple validation checks before publication, and exception routing for anomaly detection.

Step 06

Publication & Reporting

AMFI NAV upload, custodian reconciliation, RTA distribution, investor portal update, and audit-ready NAV workbook generation — all automated.

Key Capabilities

NAV Calculation Capabilities

Pricing Hierarchy Management

Configurable pricing hierarchy — primary, secondary, and fallback sources — with automatic escalation when primary pricing data is unavailable.

Multi-Scheme & Multi-Plan Support

Simultaneous NAV computation for growth, dividend, direct, and regular plans across unlimited schemes within a single processing run.

Equalization Accounting

Automated equalization reserve accounting for dividend plan investors — ensuring equalization on subscription, redemption, and dividend declarations is accurately handled.

Exception Dashboard

Real-time exception dashboard showing pricing anomalies, missing data, corporate action alerts, and validation failures — prioritized for resolution before final NAV.

Tolerance-Based Validation

Configurable tolerance checks — NAV movement vs. prior day, total AUM change, asset-level weight shifts — with automatic exception flagging when thresholds are breached.

Parallel NAV Computation

Run parallel NAV computations under different pricing scenarios for validation purposes — comparing results before final NAV commitment.

AMFI-Compliant NAV Submission

Direct AMFI NAV upload interface — formatted, validated, and submission-ready — with acknowledgment tracking and resubmission management.

Audit Trail for Every NAV Component

Complete audit trail from raw market data input to final published NAV — every computation step, every override, every approval documented.

Business Impact

Measurable Outcomes for Your Institution

Our customers report consistent improvements across turnaround time, accuracy, operational efficiency, and risk management.

75%

Reduction in NAV Processing Time

Automated pipeline from market close to NAV publication — within T+1 regulatory requirements

99.99%

NAV Accuracy Rate

Systematic computation with multi-step validation eliminates manual formula errors

Zero

Regulatory Filing Delays

Automated AMFI upload eliminates manual filing steps that cause submission delays

100%

Corporate Action Coverage

Automated entitlement ensures no corporate action is missed or incorrectly processed

Who It's For

Built for the Teams That Matter Most

Designed with input from practitioners across credit, risk, operations, compliance, and technology functions.

Fund Accountants

Run systematic daily NAV computations with automated exception management — focusing human attention on exception resolution, not routine steps.

Fund Operations Heads

Meet T+1 NAV requirements with a systematic platform designed for tight regulatory timelines and multi-scheme scale.

Finance Controllers

Maintain audit-ready NAV documentation and financial records — with complete traceability for every figure in the NAV computation.

Compliance Teams

Ensure SEBI and AMFI compliance in NAV computation methodology, expense ratios, and AMFI submission procedures.

Risk Management

Monitor NAV computation exceptions, pricing anomalies, and valuation methodology application across schemes.

Internal Audit

Access complete audit workbooks showing every NAV computation component — supporting periodic audits without additional information requests.

Use Cases

Real Scenarios. Practical Results.

How financial institutions apply this solution across their business operations.

Use Case 01

Daily MF NAV Computation at Scale

Process daily NAV for 50+ mutual fund schemes across growth, dividend, direct, and regular plans — meeting AMFI upload deadlines consistently.

Mutual FundsAMFIDaily NAVT+1

Use Case 02

AIF Periodic NAV Computation

Monthly or quarterly NAV computation for AIF schemes — including unlisted investment valuation, ESOP fair value, and fund-level expense allocation.

AIFUnlisted SecuritiesPeriodic NAV

Use Case 03

ETF Intraday iNAV

Real-time indicative NAV (iNAV) computation for Exchange Traded Funds — updated throughout trading hours based on live underlying prices.

ETFiNAVReal-time Valuation

Use Case 04

Corporate Action Impact Assessment

Pre-event modeling of corporate action impact on NAV — enabling pre-validation before the ex-date and reducing post-event recomputation.

Corporate ActionsEvent ProcessingRisk Management

Use Case 05

NAV Restatement Management

Systematic NAV restatement when pricing errors or corporate action misses are discovered — with impact computation, investor compensation, and regulatory filing support.

NAV RestatementError CorrectionRegulatory Reporting

Use Case 06

New Fund Offering Setup

Configure and validate NAV computation logic for new fund launches — ensuring correct expense structure, pricing methodology, and AMFI compliance before the first NAV.

NFONew Fund LaunchScheme Setup

Explore Connected Capabilities

These solutions work alongside this one to deliver a more complete, end-to-end workflow for your institution.

FAQs

Frequently Asked Questions

How does GENESIS handle NAV computation for schemes with illiquid or unlisted securities?

GENESIS supports multiple valuation methods for illiquid securities — most recent trade price, independent appraiser valuation, and fair value methodologies. The pricing hierarchy is configurable per instrument type, with mandatory maker-checker approval for fair value overrides and complete audit documentation.

What happens when market data is missing or stale?

GENESIS detects missing or stale pricing data before the NAV computation cycle begins. The exception dashboard alerts operations teams with sufficient time for resolution. Configurable staleness thresholds and automatic fallback pricing hierarchies ensure the NAV cycle is not blocked by missing data.

Can GENESIS handle dividend equalization accounting?

Yes. GENESIS includes a full dividend equalization accounting module — computing equalization on subscription, redemption, and dividend declaration transactions, with equalization reserve tracking at plan level and automatic adjustment in unit capital computation.

How does GENESIS manage NAV computation across different time zones for offshore feeder funds?

GENESIS supports multi-timezone pricing and NAV computation — aligning pricing cut-off times with the relevant market close times for each underlying fund geography. Offshore feeder fund NAV computation is synchronized with the master fund NAV after the overseas fund publishes its NAV.

What is the process for regulatory filings post-NAV computation?

GENESIS generates AMFI-formatted NAV upload files automatically following NAV finalization. The system manages submission, acknowledgment tracking, and exception resolution. For non-AMFI schemes (AIFs, PMS), customizable report formats are generated for SEBI and investor reporting.

NAV CalculationAutomation Platform